Virginia Regulatory Town Hall
Agency
Department of Behavioral Health and Developmental Services
 
Board
State Board of Behavioral Health and Developmental Services
 

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9/25/24  2:14 pm
Commenter: Anonymous

Observations
 

There is language regarding patient “preference” va patient “choice”.  This could be difficult to implement or enforce because preferences are beliefs/feeling that may or may not be articulated, while choices are actions (and are concrete, apparent and evident).

There is also removal of restrictions on visitors and phone usage during the first 7 days of a stay.  This removal applies only to facilities that treat SUD and not MH or intellectual (now developmental) disabilities.  

This is contrary to standard practice.
 
It’s crucial to have this acclimation period not only to immerse the individual into programming, but to also keep them safe from old contacts who they might use to obtain illicit substances.  

Finally, allowing a year to file a complaint appears to be excessive.  The client/patient’s memory of events may be limited or faulty.  The personnel involved may have moved on.  These factors might make fact finding difficult.
CommentID: 227910
 

10/8/24  9:09 pm
Commenter: Kim Carter, Constituent

Title Change of the Advocates
 

Please consider changing the title of the human rights staff. Advocate indicates the staff will advocate for me, but that is not what the office of human rights staff do. The staff advocate for the regulations, not me. The advocate title can also be confused with legal advocates, but the office of human rights staff don't help with legal matters. This is confusing and frustrating for constituents receiving services when we call for help with legal matters and the office of human rights staff can't help.   

CommentID: 228079
 

10/17/24  2:23 pm
Commenter: disAbility Law Center of Virginia

dLCV Comment on HRR Changes
 

dLCV Opposes Some Proposed Changes to the Human Rights Regulations
 

The disAbility Law Center of Virginia (dLCV) is the officially designated “protection and advocacy agency” (P&A) of Virginia. dLCV operates under federal statutes[1] which charge the agency with protecting and advocating for the human and legal rights of people with disabilities. dLCV supports many of the proposed changes to the Human Rights Regulations. However, some concern us. These concerns are laid out below.

  1. 12VAC35-115-30. Definitions.

dLCV does not support the new definition of “program rules.” We are concerned about the removal of the requirement that “[p]rogram rules may be included in a handbook or policies and shall be available to the individual.” Not explicitly requiring that providers make rules available to individuals concerns us, as it seems at odds with the program rules including “any expectation that produces a consequence for the individual within the program.” Knowing that individuals could receive consequences without the rules being made available to them strikes us as unfair and potentially prejudicial.  While we are aware that other sections of the Regulations do state that rules must be made available to residents, those sections are more difficult to find and have less explicit wording. We believe this issue is so important as to require definitional clarification.

Under the definition of “serious injury,” the dLCV would recommend adding emergency room staff to the list of qualifying parties to administer medical attention in order to make the list more comprehensive.

  1. 12VAC35-115-50. Dignity.

dLCV is concerned about the change to Section C(3)(a) in adding the following caveat: “Reasonable privacy and private storage space based on each individual’s needs and service setting.” We are concerned that hospitals without proper equipment and space may underserve their patients by saying that the hospital’s service setting does not allow for privacy and storage. Instead, we recommend that this language be changed to “Reasonable privacy and private storage space based on each individual’s needs and Individualized Service Plan.”

dLCV does not support section D(5)’s limitation on requiring approval for restrictions only in cases that have already lasted longer than seven days. We would instead recommend that this section read “that has lasted (or is likely to last) longer than seven calendar days.” This same language appears in 12VAC35-115-100, Restrictions on Everyday Life, and will better serve patients by requiring approval for all major restrictions in advance of their implementation and making sure LHRC referrals are timely.

  1. 12VAC35-115-90. Access to and amendment of service records.

dLCV believes it would be more in keeping with the other amendments made here to change the last sentence of section C(2)(a) to “The provider shall also provide the individual with as much of his services records as he can (to include redacted records) without risking harm to the individual or any other person.”

  1. 12VAC35-115-100. Restrictions on freedoms of everyday life.

dLCV would recommend adding clarity by rewording section A(1)(d) to “Freedom to enjoy and otherwise utilize television, radio, books, newspapers, individual music players, and web-based resources, whether the media is privately owned or in an area of the service setting available to individuals receiving services.”

               We would also recommend that section B(7)(e) be expanded. Currently, the amendments add that the OHR advocate must be notified when rules are changed, but not individuals. We recommend that individuals also be notified when rules are changed.

  1. 12VAC35-115-145. Determination of capacity to give consent or authorization.

dLCV recommends adding to this section a statement that a preadmission screening cannot be considered a capacity evaluation. This would help to clarify the difference between the two types of evaluation and better serve individuals whose capacity is being determined. Additionally, dLCV recommends stating the requirement that two doctors are required to certify a finding of incapacity and one doctor to make a finding of capacity here. Again, this will clarify the process involved in determining capacity and will help better serve the individuals whose capacity is being determined.

  1. 12VAC35-115-146. Authorized representatives.

dLCV seeks clarification on section C(1)(a). We are curious whether this change (and the same changes made later in 12VAC35-115-200) is intended to take away power from the LHRC and give it to the Office of Human Rights. We have no recommendation here, but are simply seeking clarification.

dLCV does not support the elimination of the requirement in section I that consultation with individuals about their preferences be documented. We believe that it better serves everyone to have these communications be documented.

7. 12VAC35-115-175. Human rights complaint process.

dLCV does not support the change that requires all complaints to be brought within one year of the alleged violation. We believe that this does not correctly balance the interests of parties. Requiring complaints to be brought within a year may prevent parties from accessing justice, especially considering that many of these individuals may still be institutionalized one year after the potential violation. This institutionalization may make it harder for individuals to file complaints. These individuals are institutionalized as a means of helping them become clinically stable; requiring them to bring human rights complaints while they are still in a state of instability is unjust and may lead to suboptimal outcomes. For these reasons dLCV suggests excluding a time limitation on human rights complaints.

               dLCV does not support the change to move part H to Section 12VAC35-115-260. While we believe it makes sense to place this duty in the “Provider and Department Responsibilities” section, removing it from the “Human Rights Complaint Process” section may create confusion and lead directors to believe they do not need to fully cooperate with abuse or neglect complaint investigations.

               Thank you for opportunity to comment on these regulations. If you have further questions regarding our concerns, please direct them to Robert Gray, dLCV Director for Compliance and Quality Assurance, at robert.gray@dlcv.org

 

 

Sincerely,

 

Colleen Miller

Executive Director

 

 

 



[1] Including the Protection and Developmental Disabilities Assistance and Bill of Rights Act (“DD Act”), 42 U.S.C. § 15041 et seq., the Protection and Advocacy for Individuals with Mental Illness Act of 1986 (“PAIMI Act”), 42 U.S.C. §§ 20801, et seq., the Protection and Advocacy for Individual Rights Act (“PAIR Act”), 29 U.S.C. §§ 794e, et seq., and the Protection and Advocacy for Assistive Technology Act (“PAAT”), 29 U.S.C. §§ 30001, et seq.

 

CommentID: 228137
 

10/21/24  11:34 am
Commenter: Henrico Area Mental Health & Developmental Services

Comments on the draft Human Rights Regulations
 

Henrico Area Mental Health & Developmental Services has submitted comments directly to the Office of Human Rights. 

In general, there seems to be additional requirements that go against the intended request to reduce regulations.

CommentID: 228146
 

10/21/24  10:29 pm
Commenter: Anonymous

Concerned Citizen
 
Thank you for giving me the information to participate in this forum.  
 
I suggest the following changes,
 
"Program rules" means the operational rules and expectations that providers establish to promote the general safety and well-being of all individuals in the program and to set standards for how individuals will interact with one another in the program. Program rules include any expectation that produces a consequence for the individual within the program. Program rules may be included in a handbook or policies and shall be available to the individual.
My suggestion:  Program rules may be included in a handbook or policies and shall be available to the individual (-add- or his AR and a document should be signed stating that the policy handbook was received.  This would protect both parties).
 
D. The provider's duties
3. Providers shall assure the following relative to abuse, neglect, and exploitation:
b. The director shall immediately take necessary steps to protect the individual until an investigation is complete. This may include the following actions:
My suggestion:  (5)  Immediately notify guardian or authorized representative of the occurance and the steps taken to protect the individual until an investigation is complete.
 
 Consent or not consent to receive or participate in services. 
a. The ISP and discharge plan shall incorporate the individual's My suggestion: or authorized representative's as appropriate preferences consistent with his condition and need for service and the provider's ability to address them; 
 
b. The individual's services record shall include evidence of the individual's My suggestion: or authorized representative's as appropriate participation in the development of his ISP and discharge plan, in changes to these plans, and in all other significant aspects of his treatment and services, including significant changes in any service setting ; and
B. The provider's duties. 
 
1. Providers shall respect, protect, and help develop each individual's My suggestion: or his authorized representative's ability to participate meaningfully in decisions regarding all aspects of services affecting him. This shall be done by involving the individual, to the extent permitted by his capacity, in decision making decision-making regarding all aspects of services. 
 
2. Providers shall ask the individual My suggestion: or his authorized representative to express his preferences about decisions regarding all aspects of services that affect him and shall honor these preferences to the extent possible. 
 
3. Providers shall give each individual My suggestion: or his authorized representative the opportunity and any help he needs to participate meaningfully in the preparation of his services plan, discharge plan, and changes to these plans, and all other aspects of services he receives. Providers shall document these opportunities in the individual's services record.
5. Providers may initiate, administer, or undertake a proposed treatment without the consent of the individual or the individual's authorized representative in an emergency My suggestion: if court ordered.   
 
c. Providers shall notify the human rights advocate My suggestion: immediately, if an order is issued by the court to administer treatment without consent. 
 
* DBHDS must know that NO provider has the right to initiate, administer, or undertake a proposed treatment without the consent of the individual or the consent of the authorized representative.  At minimum, follow the law and get a court order if you are going to give providers permission to make decisions for their clients.  This verbiage gives the "provider" carte blanche to order treatment under the pretense of an "emergency".  This rule  goes against the individual's human and civil rights to make a personal decision or to allow a chosen decision maker to make the decision.  No one has the right to take control of another human being without permission.
 
Important:  The provider must go through the court system to get emergency treatment if the individual or his representative does not approve the treatment, just like they would have to do if the individual is not disabled.  This policy is discriminatory and I object!  
 
d.  My suggestion: Upon entry into the program, providers shall develop and integrate treatment strategies into the ISP to address My suggestion: emergencies to the extent of getting a durable power of attorney that appoints more than one person that the individual gives permission to make medical decisions on his or her behalf.  
 
My suggestion: Remove this provision because providers do not have a right to authorize treatment - emergency or not.  6. Providers shall obtain and document in the individual's services record the consent of the individual or his authorized representative to continue any treatment initiated in an emergency that lasts longer than 24 hours after the emergency began.
My suggestion: This is the one that should be kept.  7. Providers may provide treatment in accordance with a court order or in accordance with other provisions of law that authorize such treatment or services including § 54.1-2970 of the Code of Virginia and the Health Care Decisions Act (§ 54.1-2981 et seq. of the Code of Virginia). The provisions of these regulations are not intended to be exclusive of other provisions of law but are cumulative. 
 
My suggestion: This is the one that should be kept.  
8. Providers shall respond to an individual's request for discharge set forth in statute and shall make sure that the individual is not subject to punishment, reprisal, or reduction in services because he makes a request. However, if an individual leaves a service against medical advice, any subsequent billing of the individual by his private third party payer shall not constitute punishment or reprisal on the part of the provider.
 
g. Preadmission screening, services, and discharge planning: My suggestion: With permission from the individual or his authorized representative, providers may disclose to the department, the CSB, or to other providers information necessary to screen individuals for admission or to prepare and carry out a comprehensive individualized services or discharge plan (see § 37.2-505 of the Code of Virginia).
 
m. Psychotherapy notes: Providers shall obtain an individual's authorization for any disclosure of psychotherapy notes, except when disclosure is made: 
 
My suggestion:  Take this out, this goes against the individual's human/civil rights and it is discrimatory because provider's of individuals who are not disabled do not have the right to disclose their clients' personal information for the provider's own training programs. (1) For the provider's own training programs in which students, trainees, or practitioners in mental health are being taught under supervision to practice or improve their skills in group, joint, family or individual counseling;
 
My suggestion:  Take this out, this goes against the individual's human/civil rights and it is discrimatory because provider's of individuals who are not disabled do not have the right to disclose their clients' personal information for the provider's own defense.  Provider's must get a subpoena to acquire and release information.   (2) To defend the provider or its employees or staff against any accusation or wrongful conduct; 
 
9. Upon request, the provider shall tell the individual or his authorized representative the sources of information contained in his services records and provide a written listing of disclosures of information made without authorization.  
 
 My suggestion:  Take all of this section out - except for disclosures: a. To employees of the department, CSB, the provider, or other providers; Chapter 115, Periodic Review Response DRAFT 2024.09.19 Page 22 of 56 b. To carry out treatment, payment, or health care operations; c. That are incidental or unintentional disclosures that occur as a by-product of engaging in health care communications and practices that are already permitted or required; d. To an individual or his authorized representative; e. Pursuant to an authorization; f. For national security or intelligence purposes; g. To correctional institutions or law-enforcement officials; or h. That were made more than six years prior to the request.
12VAC35-115-90. Access to and amendment of services records. 
A. With respect to his own services record, each individual and his authorized representative has the right to: 
1. See, read, and get a copy of his own services record, except information that is privileged pursuant to § 8.01-581.17 of the Code of Virginia. My suggestion:  Take all of the remaining section out and information compiled by the provider in reasonable anticipation of or for use in a civil, criminal, or administrative action or proceeding;
 
This makes no sense.  Why would anyone be able to amend an individual's record without their permission? My suggestion:  #4 needs to be rewritten or taken out.  4. Let anyone who sees his record, regardless of whether amendments to the record have been made, know that the individual has tried to amend the record or explain his position and what happened as a result.
 
If an attorney-in-fact, health care agent or legal guardian is not available, the director My suggestion: (specify - Director of what?) shall designate a substitute decision maker as authorized representative in the following order of priority:
My suggestion:  All of "B" should remain in the document.  B. The individual shall: 1. Be contacted by the director or the director's designee regarding the complaint within 24 hours; 2. Have access to a human rights advocate for assistance with the complaint; 3. Be protected from retaliation and harm; 4. Have the complaint reviewed, investigated, and resolved as soon as possible; 5. Receive a report with the director's decision and action plan within 10 working days; and 6. Be notified in writing of his right to and the process for appealing the director's decision and action plan to the LHRC.
 
 
 
CommentID: 228155