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State Corporation Commission (See agency's website: for the best information about this agency.)
State Corporation Commission, Division of Securities and Retail Franchising (See for the best information about this Division.)

Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer [21 VAC 5 ‑ 20]
Guidance Documents
Chapter Information
Description Please refer to for the most recent information on the VA SCC. Disclaimer: The Town Hall is the not the best source of information for this agency.
State Authority None entered
Federal Authority None entered
Exempt from APA Yes, changes to this chapter of the VA Administrative Code are exempt from the Administrative Process Act. The normal executive branch review process is not required.
Text of Regulation Link to Virginia Administrative Code
Goals of Regulation None entered

Contact Information
Name / Title: Angela P. Bowser  / Assistant Director, Division of Info Resources
Address: 1300 East Main Street
Richmond, VA 23219
Email Address:
Telephone: (804)371-9142    FAX: (804)371-9211    TDD: ()-
Current Actions
Action Title Latest Stage Status

Past Actions
Action Title Latest Stage Status